Series 6 Top-Off

 

Series 6 – (Known as the Investment Company and Variable Contracts Products Representative Exam).  The Series 6 examination is required for individuals who wish to sell only investment company shares and variable annuities:

 

• Securities Markets, Investment Securities, & Economic Factors

• Production Information: Investment Companies & Variable Contracts

• Taxation & Retirement Plans

• Communications with the Public

• Opening & Servicing Accounts

• Evaluation of Customers